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LPL Financial, the largest independent broker-dealer in the industry, said that it plans to cut 10% of its workforce by Jan. 31.
Daniel Sontag has been named as the new chief of Merrill's global wealth management business following the resignation of Bob McCann.
Portfolio managers for Prudential Investment Management said today that they see greater current opportunities in fixed-income investments than in equities.
Former Evergreen CEO Peter Cieszko is the latest in new hires at Fidelity.
Bob McCann, the chief of Merrill Lynch's brokerage unit, is leaving the firm just five days after the acquisition by Bank of America was completed.
The scandal at Madoff Investment Securities LLC touched off a fight Monday among lawmakers over whether more regulation could have helped uncover the alleged fraud, or whether regulators failed to use authority they already had.
Most wealth management companies are preparing to tighten their belts this year, but Aviva Investors North America plans to add staff and develop additional products to increase assets and sales.
Long-term U.S. government funds yielded 22.5% in the fourth quarter of 2008, for a three-month performance of 27.1% year to date.
President-elect Barack Obama and his transition team reportedly plan to propose approximately $300 billion in tax cuts as part of an overall economic stimulus package.
Lawyers for Lehman Brothers Holdings Inc. disputed an argument made by New York State Comptroller Thomas DiNapoli in November that the judge overseeing Lehman's bankruptcy proceedings should appoint a trustee to oversee the company's estate.
Though many companies suffered sudden reversals of fortune in 2008, perhaps none were more dramatic than the fall of Fannie Mae and Freddie Mac.
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A weary industry crosses its fingers in hopes that something good will come out of this year.
BIC's third annual ranking of the best bank-based advisors in America. Congratulations, winners of 2008!
Promotion announcements and firm changes for advisors.
Our free podcasts for advisors provide information and advice from industry experts on a wide variety of topics. Listen now, or download now and listen at your convenience.
Strategies and solutions for advisors rethinking retirement planning in a volatile market
Exchange-Traded Funds: News and Research on ETFs for Bank Advisors
Investing in REITs: Real Estate Market News, and Information on Real Estate Investment Trusts for Bank Advisors
Socially Responsible Portfolio Options, SRI News, Green Investing Information for Bank Advisors
BIC's Watercooler: The Lighter Side of Wall Street News, Financial Blogs, and Surveys for Bank Advisors
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When will the economy turn around?
2.3%
13.6%
34.1%
12.5%
37.5%
The best way to take care of your clients is to support your own staff. On a turbulent day in the market, like last Thursday, your clients and staff will interact. How can you prepare your team to deal with client stress?
The height of any market upswing or downward spiral is accompanied by headlines, but in a 24-hour news environment the financial media can become particularly suffocating for your clients. Clients who obsess over every new headline run the risk of losing sight of their long-term investment goals. Here are five ways to address the issue.
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